Model based fault diagnosis in complex control systems---robust and adaptive approaches

This thesis deals with model based fault diagnosis problems for several classes of systems with complexities such as uncertainties and nonlinearities. To deal with system complexities, robust and adaptive approaches are used as the main tools. To focus more on fault isolation and estimation, novel observer and output estimator based fault diagnosis schemes are proposed. Chapters 2 to 4 employ robust approaches to deal with complexities such as nonlinearities and nonparametric uncertainties. Robust observers, that is, Unknown Input Observers (UIOs) and Sliding Mode Observers (SMOs), are designed to solve fault diagnosis problems for Lipschitz nonlinear systems and Takagi-Sugeno fuzzy system represented uncertain nonlinear systems. UIO and SMO based fault diagnosis schemes, whose main novelty lies in the fault isolation, are proposed. Chapters 5 and 6 also use robust approaches to attack more challenging complexities such as unmatched uncertainties. A novel idea which advocates output estimator design and abandons the state observer design is proposed. Robust output estimator based fault diagnosis schemes are developed for a class of linear systems with both matched and unmatched non-parametric uncertainties. The output estimator approach is extended to a more general class of linear systems, and a high-order sliding mode differentiator based actuator fault diagnosis scheme is designed, which is the first in fault diagnosis. Chapters 7 and 8 use adaptive approaches to cope with complexities such as parametric uncertainties. Adaptive output estimator based fault diagnosis schemes are designed for sensor and actuator fault diagnosis problems in unknown linear Multi-Input Multi-Output (MIMO) and Multi-Input Single-Output (MISO) systems. A novel idea involving integration of fault isolation design functions into controller designs is put forward in actuator fault diagnosis. The results in this thesis demonstrate that: 1) the proposed robust observer based fault diagnosis schemes are powerful in dealing with matched uncertainties and certain types of nonlinearities; 2) the proposed robust output estimator (and output derivative estimator) based fault diagnosis schemes are powerful in counteracting unmatched non-parametric uncertainties; and 3) the adaptive output estimator approach is very promising and powerful in coping with parametric uncertainties. The thesis concludes by discussing important open problems for future research.